-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VwFjLlGSrxVELMKxTR+Y+TSCUmNiTBas6UyZvRqyZW4f9nAczJBbaMF8zOAB9WNC Ta1bWLx2MqX/qAzDbgddQA== 0000836854-98-000009.txt : 19980408 0000836854-98-000009.hdr.sgml : 19980408 ACCESSION NUMBER: 0000836854-98-000009 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980407 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARCUM NATURAL GAS SERVICES INC/NEW CENTRAL INDEX KEY: 0000882154 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 841169358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42399 FILM NUMBER: 98588538 BUSINESS ADDRESS: STREET 1: WORLD TRADE CTR STREET 2: 1675 BROADWAY STE 2200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3035925555 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALPHI FUND LP CENTRAL INDEX KEY: 0000836854 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363589366 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 155 PFINGSTEN RD STREET 2: SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474059595 MAIL ADDRESS: STREET 1: ALPHI INVESTMENT MGMT CO STREET 2: 155 PFINGSTEN ROAD SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 SC 13D/A 1 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) Name of Issuer: Marcum Natural Gas Services, Inc. Title of Class of Securities: Common Stock CUSIP Number: 566323101 Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications: Philip R. Smith, Alphi Investment Management Co. 847-405-9595 155 Pfingsten Road, Suite 360, Deerfield, Illinois 60015 Date of Event which Requires Filing of this Statement: March 31, 1998 CUSIP No. 566323101 Page 2 of 4 Pages 1. Name of Reporting Person Alphi Fund LP IRS No. 36-3589366 2. Check the appropriate box if a member of a group (a) [ ] (b) [x] 3. SEC Use Only 4. Source of Funds 00 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] N/A 6. Citizenship or Place of Organization Delaware 7. Sole Voting Power 615,400 8. Shared Voting Power 0 9. Sole Dispositive Power 615,400 10. Shared Dispositive Power 0 11. Aggregate Amount Beneficially Owned by Each Reporting Person 615,400 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 4.9% 14. Type of Reporting Person PN CUSIP No. 566323101 Page 3 of 4 Pages ONLY THOSE ITEMS WHICH ARE HEREBY REPORTED ARE AMENDED. ALL OTHER ITEMS REMAIN UNCHANGED. ALL DEFINED TERMS SHALL HAVE THE SAME MEANING AS PREVIOUSLY ASCRIBED TO THEM IN THE ORIGINAL FILING OF SCHEDULE 13D, UNLESS OTHERWISE NOTED. Item 5. Interest in Securities of the Issuer (a) Alphi is the beneficial owner of 615,400 Shares, which is 4.9% of the 12,311,288 Shares of the Company deemed to be outstanding as of April 7, 1998. (b) AIMCO, in its capacity as general partner of Alphi, has the sole power to vote and sole power to dispose of 615,400 Shares owned by Alphi. Individual limited partners of Alphi (but not the principals of AIMCO) may own Shares which are not included in the aggregate number of Shares reported in Item 5(a) above. (c) During the sixty (60) days preceding the date hereof, Alphi entered into the following transactions on behalf of itself: Date Sold Number of Shares Sold Price 02/02/98 3,700 1.09 02/13/98 5,300 1.08 02/17/98 2,600 1.09 02/18/98 22,800 1.09 02/19/98 2,800 1.06 02/20/98 3,100 1.06 02/23/98 9,200 1.06 03/03/98 3,000 1.03 03/04/98 16,400 1.06 03/05/98 15,000 1.07 03/06/98 26,500 1.09 03/10/98 26,000 1.19 03/11/98 30,000 1.30 03/12/98 30,700 1.34 03/13/98 17,700 1.26 03/20/98 5,000 1.31 03/23/98 13,500 1.31 03/31/98 15,600 1.26 04/01/98 2,400 1.25 04/02/98 29,900 1.25 04/03/98 22,300 1.26 CUSIP No. 566323101 Page 4 of 4 Pages These sales were open market transactions executed on the NASDAQ National Market System. (d) No person other than AIMCO, in its capacity as general partner of Alphi, has the right to receive nor the power to direct the receipt of dividends from, or the proceeds from the sale of Shares. (e) Not applicable ******************** After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: April 7, 1998 Alphi Investment Management Company, as general partner, for Alphi Fund L.P. By: /s/ Philip R. Smith Philip R. Smith Secretary of Alphi Investment Management Company, general partner -----END PRIVACY-ENHANCED MESSAGE-----